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Matt Dunn

CFA, CSCP

Vice President, Chief Compliance Officer

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About Matt

Compliance and risk management concerns span every department at Sequoia. Overall, my role is to ensure everyone at Sequoia has the guidance and oversight to ensure we maintain our position as a reputable and compliant industry leader, with a focus on efficient risk management practices.

My Sequoia teammates can expect current expertise on regulatory matters, an open-door policy, and honest conversations on how to apply current best practices to their work. I strive to bring my 20-year experience in compliance to bear in every encounter to ensure that Sequoia remains compliant to applicable law and regulations to serve our clients.


Accreditation & Education

Bachelor of Arts in Economics from Cal State Northridge
Executive MBA, Case Western Reserve – Weatherhead School of Business

Series 7,24,27,53,31


Up Close

  • Enjoys outdoor activities with family: climbing, backpacking, biking, canyoneering, and scouting, as well as woodworking and photography
  • Volunteered for 6 years with Sierra Madre Search & Rescue, a mountain rescue group in California
  • Makes his home in Hudson, OH

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Matt Dunn,

CFA, CSCP

Vice President, Chief Compliance Officer